info@lighthc.london

+44 203239 7446

How do you get assurance that Client money is being properly managed Part Two

CASS client money account audits

CASS client money account audits  demonstrate their compliance with the Client Assets Sourcebook (CASS) rules and regulations, introduced by the Financial Conduct Authority (FCA). Lighthouse Consultants has been performing CASS audits for several clients and we would like to share some information on the importance on performing these audits.  From reducing the risk of misappropriation […]

Finance systems in a mess, what do you do?

Financial accounting review

It is interesting to see how complex systems within a business can get and when you start making adjustments and journals or applying add-ons this just adds to the complexity. You start with a system and this works well in the beginning. Then without proper training the staff start using the system in weird and […]