info@lighthc.london

+44 203239 7446

How do you get assurance that Client money is being properly managed Part Two

CASS client money account audits

CASS client money account audits  demonstrate their compliance with the Client Assets Sourcebook (CASS) rules and regulations, introduced by the Financial Conduct Authority (FCA). Lighthouse Consultants has been performing CASS audits for several clients and we would like to share some information on the importance on performing these audits.  From reducing the risk of misappropriation […]